KYC Analyst - International FI firm

Our client is a top Japanese investment bank and securities firm. They are currently looking for a KYC Analyst to join the KYC team to handle KYC/ CDD, periodic review and name screening for FI, institutional and corporate clients in HK & SG markets. The candidate should have 2-3+ years of working experience in KYC/ CDD, periodic review, screening for FI clients within international corporate investment bank/ securities firm/ brokerage firm.

Client Details

Our client is a leading Japanese financial services firm. They are now opening an exciting position for a KYC Analyst to join the KYC team to handle KYC/ CDD, periodic review and name screening for FI/ institutional/ corporate clients in Hong Kong and Singapore. The firm provides a wealth of financial products and services covering regional brokerage, sales, trading, research, corporate finance, ECM, DCM and M&A advisory. Their clients range from financial institutions and hedge funds to governments and multinational professional investors.

Description

• Responsible for end to end KYC process for FI/ institutional/ corporate clients in Hong Kong and Singapore
• Conduct analysis on the ownership structure of the client via publicly available source or company documentation to meet full KYC due diligence
• Perform various client checks including AML/KYC, World-Check, Professional Investor rules, CRS and FATCA in accordance with regulatory requirements
• Perform account documentation checking for new account opening and existing accounts
• Conduct name screening to assist due diligence check during new client on-boarding, periodic review, and event driven reviews
• Conduct enhanced due diligence for high-risk accounts/PEP and compile AML related escalations to Compliance
• Keep track with KYC on-boarding status and completion of follow up actions arising from periodic reviews and other on-going AML/KYC related matters
• Work closely with Legal and Compliance on documentation requirements and ensure in compliance with regulatory controls
  
  

Profile

• Bachelor's degree in finance, economics, business or relevant discipline
• 2-3+ years of working experience in KYC/ CDD, periodic review, name screening, account documentation checking for FI, Institutional and Corporate clients within international corporate investment bank/ securities firm/ brokerage firm
• Strong knowledge of MAS AML/KYC requirement and strong knowledge in Singapore entity booking is preferred
• Strong interpersonal and communication skills
• Able to work under pressure
• Excellent verbal and written communication skills in English and Cantonese
  
  

Job Offer

• Huge exposure
• International working environment
• Competitive remuneration
• Medical benefits
• 20 days AL
  
  

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Esther Liu on Apply Now.